The topics we will cover include:
- Lessons learnt from the failure of Lehman Brothers and MF Global
- Supreme Court Judgment on Lehman Brothers
- Resolution plans and CASS resolution packs
- Client Money Assets Return (CMAR)
- CASS operational oversight responsibility (CF10a)
- Technical changes to:
- Custody liens and
- Title transfer collateral arrangements
- FSA review of client assets regime in 2012/2013
- Recent enforcement cases
Speakers: Tim Dolan, Michael Lewis and Lisa Ordidge from the Financial Services Regulatory Team.
Breakfast will be available from 8.15am.