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FSA Client Assets: Making Sense of Recent Changes

Pinsent Masons will hold a seminar on Wednesday 25 July 2012 to explain what the changes could mean for investment firms.

Dates

Event date Event location Link to registration form
25 Jul 2012 Crown Place, London PAST EVENT

The topics we will cover include:

  • Lessons learnt from the failure of Lehman Brothers and MF Global
  • Supreme Court Judgment on Lehman Brothers
  • Resolution plans and CASS resolution packs
  • Client Money Assets Return (CMAR)
  • CASS operational oversight responsibility (CF10a)
  • Technical changes to:
    • Custody liens and
    • Title transfer collateral arrangements
  • FSA review of client assets regime in 2012/2013
  • Recent enforcement cases

Speakers: Tim Dolan, Michael Lewis and Lisa Ordidge from the Financial Services Regulatory Team.

Breakfast will be available from 8.15am.