FCA investigation and enforcement trends: navigating the latest regulatory risk exposures

Pinsent Masons would like to invite you to the next session in our webinar series on FCA investigation and enforcement trends. The series aims to address issues in the current regulatory ‘spotlight’, and how firms can navigate regulatory risk.

In recent months, the FCA published its enforcement data 2023/24 alongside its annual report 2023/24. These publications, together with an important speech from Therese Chambers more recently on enforcement approach, reiterate the FCA’s shift towards being an increasingly assertive, data-led regulator, which points to an uptick in a range of different types of interventions that will be of interest to regulated firms.

Areas of interest in this upcoming webinar will include:

• The FCA’s strategic approach to enforcement, with a focus on recent enforcement data.

• FCA cases in the courts.

• Financial crime cases and recent regulator activities.

• The interplay with enforcement actions and D&O insurance.