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Pinsent Masons' Financial Regulation team invites you to attend the next session in our monthly 'Regulatory Essentials' series, exploring SM&CR: Policies, Implementation and Reporting.
This session will include practical aspects of SMCR, including regulatory references and guidance on policies and procedures for conduct and fitness and propriety.
Delivered via an interactive ‘masterclass’ format by our team of experienced practitioners, 'Regulatory Essentials' is designed to guide asset managers through key, business-as-usual regulatory topics. Each bitesize session will focus on a new area covering the fundamentals of asset management regulation. In addition to outlining the FCA rules, our experts will explain common pitfalls and talk through sample materials.