The fourth session in the monthly 'Regulatory Essentials' series hosted by Pinsent Masons' Financial Regulation team.
This session will provide an overview of the client disclosure and consent requirements for IMAs. Delivered via an interactive ‘masterclass’ format by our team of experienced practitioners, 'Regulatory Essentials' is designed to guide asset managers through key, business-as-usual regulatory topics. Each bitesize session will focus on a new area covering the fundamentals of asset management regulation. In addition to outlining the FCA rules, our experts will explain common pitfalls and talk through sample materials.