FCA investigation and enforcement trends: navigating the latest regulatory risk exposures

Pinsent Masons would like to invite you to its exciting new webinar series on FCA investigation and enforcement trends. The sessions will address issues in the current regulatory ‘spotlight’, and how firms can navigate regulatory risk.

Following the FCA’s recent publication of its business plan, reiterating its intention to be a proactive regulator; the prospect of more robust FCA interventions, including enforcement, appears increasingly likely as the year unfolds. Topics in this upcoming webinar will include:

• The FCA’s consultation on publicising enforcement actions and its potential implications
• Recent FCA warnings on anti-money laundering failings
• FCA interventions on systemic conduct issues (eg motor commission, greenwashing)
• FCA wholesale market enforcement (including market abuse surveillance controls)