Tom leads the national defined contribution practice for Pinsent Masons, coordinating multi-discipline advice for corporate insurance clients, master trusts, trustees and employers.

Tom's experience

  • Leading the pensions workstream of a major fund merger project, implemented through a statutory arrangement process – together with streamlining governance and administration.

  • Advising one of the UK’s biggest pension providers on contentious regulatory matters relating to the Charge Cap and associated transactional Charge Cap advice on atypical investments / investment instruments.

  • Advising a global consulting firm on contentious / regulatory and non-contentious auto-enrolment compliance issues arising from software functionality.

  • Advising a master trust provider on regulatory enforcement action in relation to pension scheme administration arrangements.

  • Advising a large multi-product pension provider on private asset strategy and fiduciary duties in light of the Mansion House accord.

  • Leading the relationship with one of the UK’s largest employer-run DC schemes. Advice covers complex investment governance, in-house fiduciary management-style arrangements, documentation suites, volume IDRP arrangements, administration and dashboard contracts and coordinating multi-jurisdictional Crown Dependency arrangements.

  • Preparing for one of the UK’s biggest pension providers a full suite of master trust documentation including rules, on-boarding documentation and DC transfer related documentation.

  • Led relationship with a multi billion, multi section DB scheme during governance and administration overhaul, coordinating benefit analysis and documentation, building governance frameworks (policies, ESOG, ORA), and arrangements for dashboards, cyber security, and anti scam measures. Major project focused on risk management and enabling endgame solutions.

  • Advising a major pension provider on the use of Scheme of Arrangement to achieve a “product jump” migration from investment platform to insurance product - and wider legal, practical and regulatory implications.

  • Advising a major commercial master trust provider on the acquisition of master trusts and associated regulatory process, consolidation of employer books, administration and governance arrangements and master trust merger.

Credentials

  • 2014
    Made Partner at Pinsent Masons
  • 2006
    Joined Pinsent Masons
  • 2003
    Eversheds, Solicitor
  • 2003
    Qualified - England and Wales
  • 2001
    Addleshaw Goddard LLP, Solicitor
  • 2001
    College of Law – LLP
  • 2000
    University of Hull – LLB
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Out-Law / Insight by Tom Barton

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